Event View
Below is an individual event view, which allows you to see full details and occurrences for the given event.
Bank Secrecy Act and Anti-Money Laundering (Title 31) Symposium
- Calendar
- NIGC Training
- Location
-
- Date(s)
- December 6, 2022 at 12:00pm - Wednesday, December 7, 2022 at 4:00pm
- Details
Course Descriptions
*Please register for each course individuallyDecember 6, 2022
12/6 | 12:00 pm – 1:00 pm EST - Federal Roundtable on BSA/AML Compliance
Join the Internal Revenue Service (IRS), Financial Crimes Enforcement Network (FinCEN) and the Federal Bureau of Investigation (FBI) as they discuss the roles of each federal agency regarding the Bank Secrecy Act and Anti Money Laundering. Hear from the panel about topics such as Know Your Customer (KYC), AML Act 2020, Risk Assessments, Currency Transaction Reports and Suspicious Activity Reporting Systems in this interactive panel.
Speakers: Steve Brewer Training Program Manager (Moderator), Carole Oller, IRS (ITG), Carl Residorf Enforcement Officer, Office of Compliance and Enforcement, FinCEN, and Dominick Margarella FBI Forensic Accountant
12/6 | 1:30 pm – 2:30 pm EST - Risk-Based Approach; Know your CustomerImplementing a risk-based approach is critical in the development of a robust BSA/AML program; this includes incorporating measures into your KYC program. This course will detail risk-based considerations you should make with respect to knowing your customer.
Speaker: Carl Reisdorf, Enforcement Officer, Office of Compliance and Enforcement, FinCEN
12/6 | 3:00 pm – 4:00 pm EST - Requirements for filing a Currency Transaction Reports & Suspicious Activity Reports
This course is designed to provide guidance on the requirements of filing FinCEN Forms CTR and SAR for tribal casinos. At the end of the course, the attendee should know when to file the individual forms and how to complete them for electronic filing.
Speaker: Carole Oller, Indian Tribal Group, Internal Revenue ServiceDecember 7, 2022
12/7 | 12:00 pm – 1:00 pm EST - Anti-Money Laundering Act 2020 potential impact to Indian Gaming
Have you already incorporated the new changes to the AMLA 2020? Are you wondering what is applicable to the Indian gaming industry? This course will highlight the changes to the AMLA 2020, which could have a potential impact on the Indian gaming industry.
Speaker: Carl Reisdorf, Enforcement Officer, Office of Compliance and Enforcement, FinCEN12/7 | 1:30 pm – 2:30 pm EST - Bank Secrecy Act Audits - not as scary as you might think!
No need to wonder what the IRS is looking for with regards to a BSA Audit. Join IRS, Indian Tribal Group as they discuss the BSA audit process, and go over the common findings discovered with tips on how to resolve the most common issues.
Speaker: Carole Oller, Indian Tribal Group, Internal Revenue Service
12/7 | 3:00 pm – 4:00 pm EST - Suspicious Activity Reporting: Who looks at Suspicious Activity Reporting?
SARs may seem like a necessary evil, but they are extremely useful in investigations. The presentation will give insights on Casino SARs from the perspective of a FBI Forensic Accountant and highlight well-written SARs and how to improve SAR filings.
Speaker: Dominick Margarella Forensic Accountant, Federal Bureau of Investigation